July 31, 2019
First Canadian Seniors’ Complaints Report: OBSI
On July 18, 2019, the Ombudsman for Banking Services and Investments (OBSI) issued its first 2019 Seniors Report. Survey data gathered between 2017 and 2018 from over 1,400 case files highlights some of the unique challenges faced by seniors when accessing financial services and products. According to its news release, Read more
July 26, 2019
Locked-in retirement accounts the focus of July 2019 Pension Division Review Project Committee meeting
At this month’s meeting, the Pension Division Review Project Committee examined locked-in retirement accounts. British Columbia’s Pension Benefits Standards Act defines locked-in retirement account to mean “an RRSP that is prescribed to be a locked-in retirement account.” The regulation completes this definition by adding that “an RRSP is a locked-in retirement account Read more
July 22, 2019
Results of IIROC National Survey Calls for More Protection for Vulnerable Investors
On June 21, 2019, the Investment Industry Regulatory Organization of Canada (IIROC) published the results of its national survey, Awareness and Attitudes Related to Provisions to Protect Vulnerable Investors and Investment Firms/Advisors: Presentation of Key Findings. Survey data gathered between March 7th and 14th, 2019 from 1,000 Canadian investors covered Read more
July 19, 2019
IIROC 2019 Policy Priority Updates and Vulnerable Investors
This post was co-authored by Valerie Le Blanc and Kristen Weedmark On April 9, 2019, the Investment Industry Regulatory Organization of Canada (IIROC) released the Policy Priorities—Update Report. The report outlines the policy priorities that IIROC anticipates implementing or publishing for comment over the next 12 months. The policy Read more
July 18, 2019
A closer look at the Report on Common Property, Land Titles, and Fundamental Changes for Stratas: Should all strata plans require the approval of an approving officer?
This post is the part of a series highlighting key recommendations in the Report on Common Property, Land Titles, and Fundamental Changes for Stratas. For other entries in the series, click here. Brief description of the issue Even though the deposit of a strata plan is considered to be a Read more

















































